Legal & Disclosures
Form ADV
Oak City’s regulatory disclosure documents, filed with the U.S. Securities and Exchange Commission.
As a registered investment adviser, Oak City Investment Consulting, LLC files a Form ADV with the U.S. Securities and Exchange Commission. These documents describe our services, fees, business practices, and any conflicts of interest, and are provided here for your review.
Our Filings
Form ADV Part 2A (the firm brochure) provides detailed information about our advisory business. Form ADV Part 3, the Client Relationship Summary (Form CRS), offers a concise overview of our relationships and services.
Additional Disclosures
Please also review our Legal Disclaimer, Privacy Notice, and Business Continuity summary.